Compliance services

Health checks and independent compliance reports

The Financial Conduct Authority ("FCA") sees the chief executive officer ("CEO") of every member firm as responsible for its compliance. As CEO it is dangerous to make an assumption that your firm is in compliance with the current FCA regulations.

Axiom has the appropriate skills and industry knowledge to:

  • Undertake a comprehensive, independent review of your firm’s compliance arrangements
  • Provide you with a constructive written report identifying any problem areas or regulatory breaches that we have found
  • Recommend appropriate solutions
  • Implement those solutions